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Raymond James Logo
Raymond James

Advisor, Supervision- Investment Advisory

Reposted 2 Days AgoSaved
Remote
Colorado, USA
70K-80K Annually
Junior
70K-80K Annually
Junior
Financial Services
The Advisor role involves fiduciary oversight and compliance monitoring of investment practices, analyzing data, and advising on regulatory adherence.
Top Skills: Finra RegulationsSec Regulations
Raymond James Logo
Raymond James

Compliance Director, Privacy

Reposted 2 Days AgoSaved
Remote
Colorado, USA
130K-140K Annually
Expert/Leader
130K-140K Annually
Expert/Leader
Financial Services
The Compliance Director oversees the firm's data privacy risk management, ensuring compliance with relevant regulations, and leading privacy-related initiatives and teams.
Top Skills: Ibm Open PagesOnetrustPrivacy/Grc Tools
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