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The Associate Director leads regulatory reviews in Market Regulation, manages a team, implements policies, and communicates with stakeholders to ensure compliance with regulations.

The Principal Analyst conducts risk monitoring and assessments, collaborates with departments, mentors junior staff, and leads projects while reporting to a director.

Conduct risk monitoring activities, collaborate with departments on regulatory insights, mentor junior staff, and lead special projects. Requires strong analytical skills and knowledge of FINRA's risks.

The Senior Principal Analyst oversees external strategic engagements, develops high-impact publications, conducts research, and collaborates across departments to provide regulatory insights and communication strategies for FINRA.

The Principal Analyst conducts risk monitoring, collaborates on regulatory intelligence, mentors junior staff, and leads special projects.

The Principal Intelligence Specialist leads analytical projects to identify market risks, develops frameworks for threat evaluation, and converts findings into actionable intelligence for stakeholders.

The Principal Intelligence Specialist leads analytical projects, evaluates threats, provides insights, and collaborates across departments to enhance investor protection and market integrity.

The Associate Principal Analyst develops and maintains operations, procedures, and standards, resolves complex operational issues, and produces reports, while supporting regulatory initiatives through stakeholder partnerships.

The role involves developing and maintaining operational procedures, managing regulatory changes, and facilitating communication with stakeholders. Responsibilities include enhancing processes, conducting assessments, and coaching junior colleagues.

The role involves developing and managing operational procedures and policies, resolving complex issues, and enhancing departmental efficiency through strategic partnerships.