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Top Tech Jobs & Startup Jobs in Denver & Boulder, CO

82K-176K Annually
Mid level
Financial Services
Conduct risk-based examinations of trading firms, evaluate compliance with SEC regulations, and mentor junior examiners while analyzing trading data and controls.
Top Skills: Data ResourcesFinra SystemsSec Regulations
2 Days Ago
13 Locations
95K-206K Annually
Senior level
95K-206K Annually
Senior level
Financial Services
The Principal Analyst conducts complex surveillance reviews, identifies regulatory violations, mentors staff, and enhances surveillance processes within the securities industry.
Top Skills: Analytics ToolsFederal Securities LawsFinra RulesSurveillance Tools
5 Days Ago
10 Locations
82K-176K Annually
Mid level
82K-176K Annually
Mid level
Financial Services
Conduct surveillance reviews to identify unusual market activity and potential violations, analyze trading activity, and develop surveillance tools.
Top Skills: FinraMsrbSecurities Exchange Act
Reposted 7 Days Ago
14 Locations
111K-243K Annually
Senior level
111K-243K Annually
Senior level
Financial Services
The Specialist analyzes and processes intelligence related to cybersecurity risks, develops strategies, and collaborates with stakeholders to mitigate risks to investor protection.
Top Skills: Microsoft Office Suite
9 Days Ago
10 Locations
111K-243K Annually
Senior level
111K-243K Annually
Senior level
Financial Services
The Senior Principal Analyst conducts Quality Assurance reviews, enhances QA metrics, collaborates with team managers, and provides subject matter expertise to ensure effective surveillance practices.
Top Skills: Finra RulesMsrb RulesSecurities Exchange Act
9 Days Ago
10 Locations
95K-206K Annually
Senior level
95K-206K Annually
Senior level
Financial Services
The Principal Analyst conducts quality assurance reviews of market surveillance activities, assesses findings, and contributes to reporting, ensuring regulatory compliance and efficiency in the SMI team.
Top Skills: Data Analysis SoftwareFinra RegulationsMarket Surveillance SystemsPresentation ToolsQuality Assurance Frameworks
9 Days Ago
14 Locations
154K-362K Annually
Senior level
154K-362K Annually
Senior level
Financial Services
The Senior Director leads FINRA’s Cyber and Analytics Unit, overseeing teams focused on cyber-enabled fraud investigations and analytics. The role includes strategic planning, staff development, and collaboration with regulatory bodies.
Top Skills: CybersecurityData Analytics
9 Days Ago
14 Locations
95K-206K Annually
Senior level
95K-206K Annually
Senior level
Financial Services
The Principal Analyst will lead regulatory initiatives, enhance processes, maintain operational standards, and oversee complex operational issues within Member Supervision Operations.
Top Skills: MS Office
11 Days Ago
8 Locations
111K-243K Annually
Senior level
111K-243K Annually
Senior level
Financial Services
The Lead Product Manager leads technology initiatives to enhance legal operations, manage products, and collaborate with stakeholders for effective implementation.
Top Skills: Advanced ReportingAnalytics ToolsTechnology Solutions
17 Days Ago
14 Locations
82K-200K Annually
Senior level
82K-200K Annually
Senior level
Financial Services
Conduct risk monitoring activities, support risk assessments, mentor junior staff, and collaborate with departments to communicate regulatory intelligence.
Top Skills: ExcelMicrosoft Word
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