The Account Executive will manage the sales cycle for new registration and compliance solutions, engaging with financial services prospects and guiding them through regulatory requirements.

Provide regulatory compliance consulting to financial services clients: draft disclosures, policies, codes of ethics, manage compliance calendars using internal software, advise on Investment Advisers Act matters, support product guidance, pre-sales calls, webinars, and limited travel for training and conferences.

The Data Services Associate coordinates client-facing data projects, improves processes, and handles data entry while ensuring quality control.