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PINE Advisor Solutions

Director of Investment Adviser Compliance

Reposted 11 Days AgoSaved
In-Office
Denver, CO, USA
150K-180K Annually
Expert/Leader
150K-180K Annually
Expert/Leader
Professional Services • Financial Services
The Director will oversee compliance programs for investment advisers, manage client accounts, guide teams, and ensure adherence to SEC regulations.
Top Skills: Advisers ActCompliance Work ProductsInvestment Company ActSec Regulations
PINE Advisor Solutions Logo
PINE Advisor Solutions

Associate Director, Investment Adviser Compliance

Reposted 11 Days AgoSaved
In-Office
Denver, CO, USA
80K-110K Annually
Senior level
80K-110K Annually
Senior level
Professional Services • Financial Services
The Associate Director of Investment Advisor Compliance supports compliance programs for investment advisers, oversees regulatory filings, manages client relationships, and conducts compliance training and testing.
Top Skills: ExcelMS OfficePowerPointWord
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