Top Tech Jobs & Startup Jobs in Denver & Boulder, CO

The Advisor in the Communications Review Team ensures compliance with regulations, analyzes communication content, and resolves supervisory issues with branch managers/FAs.

The Advisor conducts compliance reviews and monitors trading activities in the annuity and insurance sectors, ensuring adherence to regulations and suitability of transactions. They interface with branch managers and financial advisors, educate them on guidelines, and assist in developing training programs.

The Senior AWS Cloud Engineer will implement cloud management policies, migrate applications to the cloud, and manage CI/CD processes, requiring extensive experience with AWS and related technologies.

Conduct internal reviews to ensure compliance with SEC regulations, monitor electronic communications, and address issues with advisors and management.

The Team Lead, Fraud Monitoring oversees investigations, supports team oversight, and ensures compliance with regulatory requirements in fraud prevention.

The Fraud Monitoring Manager leads a team dedicated to fraud surveillance, investigating cases, ensuring regulatory compliance, and driving continuous improvement in monitoring processes.