Top Compliance Jobs in Denver & Boulder, CO

As a Senior Manager in International Tax Services, you will lead projects, provide strategic tax advice, coach teams, and innovate tax processes through technology.

As a Senior Manager in Specialized Tax Services, you will lead projects, innovate processes, and engage with clients to deliver tax planning and compliance solutions. You will also motivate teams, utilize technical knowledge in energy incentives, and ensure operational excellence.

Manage client service accounts, solve complex tax problems, develop wealth management plans, and ensure quality deliverables for high-net-worth individuals.

The Senior Manager oversees global tax planning, guides team members, leads audits, communicates with business partners, and maintains tax law knowledge.

The Financial Operations Associate manages investment product operations, ensuring accuracy in cash and security transfers while maintaining compliance and documentation.

The role involves managing relationships with banks and payment processors, executing financial integration projects, ensuring compliance and operational success while driving process efficiency.

The Senior Wealth Advisor manages client relationships, delivers wealth management services, and supports growth through referrals and marketing, all in a remote, independent capacity.

The Senior Manager of Corporate & International Tax oversees tax compliance, planning, and reporting, while mentoring a tax team and collaborating across departments to enhance tax strategies and ensure adherence to regulations. They drive initiatives for process improvements and provide tax guidance for business expansions.

The Fund Controller manages fund accounting accuracy and consistency, collaborates with teams, and oversees compliance and audit partnerships.

The Director of Regulatory & Compliance will lead the Governance, Risk, and Compliance strategy, manage regulatory obligations, and support product compliance in a remote setting.

Execute risk-based compliance monitoring and testing to validate bank adherence to laws and regulations. Develop workpapers, report findings with root-cause analysis, verify remediation, perform complaint and data analytics, use social media listening and AI tools for marketing compliance, and support annual risk assessments while maintaining stakeholder relationships.

Lead design and oversight of investment compliance programs for the general account, ensuring adherence to insurance and securities laws and internal policies. Establish policies, monitor and test compliance (including derivatives), escalate and remediate issues, partner with Legal/Risk/Internal Audit, advise senior investment leaders, and build a high-performing compliance team while driving technology-enabled process improvements.

Lead government accounting operations, ensuring compliance with regulations, managing a remote team of accountants, and optimizing processes for operational efficiency.

Perform onboarding and ongoing compliance oversight for Registered Investment Advisor (RIA) representatives, including U4/U5 and ADV 2B filings, monitoring Outside Business Activities, compliance testing, regulatory research, responding to inquiries, and coordinating with internal stakeholders to mitigate compliance risks.

Provide regulatory and compliance support to registered investment adviser clients, perform annual reviews under Rule 206(4)-7, maintain compliance programs and calendars, assist with regulatory filings (Form ADV, PF, 13F, etc.), conduct vendor and forensic testing, support regulatory exams, and help develop compliance policies, training, and risk assessment programs.

The Compliance Officer ensures adherence to regulatory standards through inspections, training, policy updates, and investigations, requiring strong analytical skills and clear communication.

Join Arootah's advisor network to provide fractional Chief Compliance Officer–level, project-based compliance leadership for hedge funds, private equity firms, and family offices. Advise on SEC/regulatory matters, design and improve compliance programs, conduct reviews and risk assessments, support exams and due diligence, and partner with leadership to strengthen governance and controls.

The role involves overseeing estate tax compliance, managing complex tax filings, ensuring alignment of tax positions, and collaborating with stakeholders to resolve issues.

The VP, Compliance oversees compliance programs, ensuring processes meet regulatory standards. Responsibilities include managing audits, preparing executive reports, and leading compliance staff.

The Sr. Manager will oversee international tax compliance, manage a team, and enhance international tax processes, focusing on US federal income tax.

Design, implement, and optimize AI-powered solutions to support financial compliance and controls. Monitor GAAP/IFRS adherence, automate controls and reporting, support internal/external audits, and manage complex accounting areas like revenue recognition and lease accounting while collaborating with finance, audit, and technology teams.

Own lifecycle management of multi-state mortgage and consumer lending licenses, lead state regulatory exam responses and remediation, prepare and submit required state filings and Mortgage Call Reports, coordinate cross-functional data reconciliation for regulatory reporting, and manage licensing and corporate notifications.

Review retail advertising and marketing communications for compliance with firm policy, FINRA and SEC rules; document and retain records; explain required changes to submitters; research policy questions; maintain internal compliance materials; follow vendor workflows; assist team members and meet service-level timeframes.

The Sr. Compliance Associate, Sanctions is responsible for managing sanctions regulatory reporting, driving automation, collaborating with regional officers, and ensuring compliance with OFAC regulations.

As a Crypto Compliance Lead, you will guide product teams on regulatory requirements and support compliance reviews for crypto products. Responsibilities include advising during the product lifecycle, reviewing features and communications, and conducting regulatory examinations.