Internal Audit Senior Associate

We are building an elite team, applying frontier technologies to the world’s biggest financial problems. We’re looking for bold thinkers. Sharp problem-solvers. Builders who are wired to make an impact. Robinhood isn’t a place for complacency, it’s where ambitious people do the best work of their careers. We’re a high-performing, fast-moving team with ethics at the center of everything we do. Expectations are high, and so are the rewards.

The Internal Audit function provides independent, objective, reliable, valued and timely assurance regarding the effectiveness of governance, risk management, and internal controls that mitigate current and emerging risks and help strengthen the internal control's ecosystem.

The Internal Audit team at Robinhood provides governance and oversight for the Company and across its regulated entities. The function also facilitates communication of risk management information between the regulated entities’ RHM leadership, and the Company’s Board of Directors and its Committees, strengthening the Company’s risk management, internal controls, and governance.

Robinhood Markets (RHM) is the parent company of various lines of business, including Brokerage, Crypto, and Cash services. We are looking for a Senior Associate to join the Internal Audit Team at Robinhood.

This role is based in our New York, NY, Menlo Park, CA, or Denver, CO offices, with in-person attendance expected at least 3 days per week. 

At Robinhood, we believe in the power of in-person work to accelerate progress, spark innovation, and strengthen community. Our office experience is intentional, energizing, and designed to fully support high-performing teams.

• Support the execution of audits in the areas of Compliance & Operations within our broker-dealers, registered investment advisor, and derivatives businesses in line with the Internal Audit plan
• Conduct audit procedures incl. walkthroughs, testing of controls and substantive testing procedures
• Help evaluate adequacy and efficiency of policies, procedures, systems and internal controls
• Build collaborative relationships with business and cross-functional partners
• Interact with business teams to understand processes and controls, tackle problems, and make recommendations for process improvements
• Interact and collaborate with Internal Audit team members in working towards departmental goals.

• Bachelor’s degree in a relevant field of study
• 3+ years of experience in financial services industry
• 2+ years of experience working in compliance or operations space
• Experience evaluating the design, effectiveness and regulatory requirements of processes and controls in the Compliance space within a bank, broker-dealer, registered investment advisor similar financial institutions
• Strong focus on quality and attention to details
• Strong communication skills
• Strong self-starter with ability to work independently and take initiatives
• Ability to thrive in fast-paced environments, work with ambiguity and adapt quickly to changes
• Master's degree is a bonus
• SIE, Series 7, or Series 24 and/ or Series 99 License, CIA, CAMS and/or CFE certifications preferred
• Big 4 audit or consulting experience is a plus

• Challenging, high-impact work to grow your career
• Performance driven compensation with multipliers for outsized impact, bonus programs, equity ownership, and 401(k) matching
• Best in class benefits to fuel your work, including 100% paid health insurance for employees with 90% coverage for dependents
• Lifestyle wallet - a highly flexible benefits spending account for wellness, learning, and more
• Employer-paid life & disability insurance, fertility benefits, and mental health benefits
• Time off to recharge including company holidays, paid time off, sick time, parental leave, and more!
• Exceptional office experience with catered meals, events, and comfortable workspaces