Provides comprehensive financial planning and wealth management to individuals, families, and business owners. Develops customized asset-protection, retirement-income, and estate-planning strategies; expands client networks through CPA alliances and marketing channels; and manages long-term client relationships. The role supports an independent business-owner model through mentorship, administrative assistance, office resources, book acquisition opportunities, and succession planning.
Financial Advisor
Position Overview
We are seeking an experienced, active Financial Advisor looking to transition their practice into an independent business-owner model without the burden of managing overhead alone. You will have access to a robust local brand, state-of-the-art financial modeling technology, and direct mentorship to help scale your operations and build long-term enterprise equity.Key Responsibilities
- Provide comprehensive macroeconomic financial planning and wealth management guidance to individuals, families, and business owners.
- Analyze complex client situations to design custom asset-protection, retirement income, and estate-planning solutions.
- Foster and expand regional client networks by utilizing established local CPA alliances and marketing channels.
- Deliver high-touch relationship management to ensure exceptional client retention and long-term satisfaction.
Requirements
- Active FINRA Series 7 and Series 66 (or Series 6 and 63/65) registrations.
- Active State Life & Health Insurance License.
- 3+ years of experience as a producing Financial Advisor with a clean regulatory record (FINRA BrokerCheck).
- Entrepreneurial mindset with a commitment to a consultative, relationship-first planning process.
Professional Development
- Access to shared office space and administrative assistant support.
- Direct pathways for book acquisition and structured practice succession planning.
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