USAA Logo

USAA

Risk and Compliance Advisor II-(Intermediate) Third Party

Posted 15 Days Ago
Be an Early Applicant
7 Locations
64K-122K Annually
Mid level
7 Locations
64K-122K Annually
Mid level
The role involves providing compliance and risk management support, identifying and mitigating operational risks, and implementing new risk policies.
The summary above was generated by AI

Why USAA?

At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for the military community and their families.

Embrace a fulfilling career at USAA, where our core values – honesty, integrity, loyalty and service – define how we treat each other and our members. Be part of what truly makes us special and impactful.

The Opportunity

We offer a flexible work environment that requires an individual to be in the office 4 days per week. This position can be based in one of the following locations: Phoenix, AZ, San Antonio, TX, Plano, TX, Colorado Springs, CO, Charlotte, NC, or Tampa, FL. Relocation assistance is not available for this position.

Provides second-line independent oversight, effective challenge, and guidance regarding business products, services, and processes through a risk and compliance framework to ensure they are driven in accordance with regulatory requirements and USAA’s policies and procedures. Responsible for providing compliance and risk management support for a line of business or staff agency in key risk identification, measurement, monitoring, control and reporting, and the understanding and management of risk through appropriate practices and processes to ensure that exposures are kept at acceptable levels.

What you'll do:

  • Partners with key collaborators in the business to identify, assess, aggregate and document operational and compliance risks and controls, including operational and compliance risks associated with new or modified products, services, distribution channels, laws, regulations, and third-party operations using maturing knowledge.
  • Applies maturing knowledge of the business, its products, and processes, to identify, work, and escalate operational risk and compliance issues.
  • Supports and contributes to the implementation of new risk and compliance policies, practices, and solutions to ensure comprehensive understanding and management of operational and compliance risks according to industry standard methodology.
  • Gathers information, analyzes data trends, and produces analytical material for discussions with cross functional teams to understand business objectives and influence solution strategies.
  • Assists in the formulation of stress test plans for a line of business or the enterprise including the evaluation of results and framing of contingency plans in partnership with key business collaborators.
  • Supports processes that focus on enhancing strategies, tools, and methodologies to measure, monitor, and report on operational and compliance risks.
  • Contributes in cross-functional teams to identify, assess, aggregate, and mitigate current and emerging risk.
  • Supports and executes processes to measure, monitor, and report on operational and compliance risks.

What you have:

  • Bachelor’s degree or 4 additional years of related experience beyond the minimum required may be substituted in lieu of a degree.
  • 2 years proven experience in the financial services or insurance industry or specialized technical fields directly related to the role.
  • Knowledge of risk and/or compliance management principles, tools, and applicable systems
  • Awareness and ability to apply risk and compliance laws, regulations, and regulatory expectations.
  • Ability to work with internal and external partners in a highly collaborative environment.
  • Demonstrated critical thinking and knowledge of data analysis tools and techniques.
  • Experience identifying potential concerns and recommending effective solutions.
  • Working knowledge of Microsoft Office products including Excel and PowerPoint.

What sets you apart:

  • Two or more years of validated experience implementing risk or compliance governance and frameworks
  • Clear understanding Third Party Risk Lifecycle (Planning, Due Diligence, Contracting, Ongoing Monitoring and Termination)
  • Experience conducting QA testing to include drafting and implementing test scripts
  • Understanding of sampling processes
  • US military experience through military service or a military spouse/domestic partner [optional]

The above description reflects the details considered necessary to describe the principal functions of the job and should not be construed as a detailed description of all the work requirements that may be performed in the job.

What we offer:

Compensation: USAA has an effective process for assessing market data and establishing ranges to ensure we remain competitive. You are paid within the salary range based on your experience and market data of the position. The actual salary for this role may vary by location. The salary range for this position is: $63,590 - $121,530.

Employees may be eligible for pay incentives based on overall corporate and individual performance and at the discretion of the USAA Board of Directors.

Benefits: At USAA our employees enjoy best-in-class benefits to support their physical, financial, and emotional wellness. These benefits include comprehensive medical, dental and vision plans, 401(k), pension, life insurance, parental benefits, adoption assistance, paid time off program with paid holidays plus 16 paid volunteer hours, and various wellness programs. Additionally, our career path planning and continuing education assists employees with their professional goals.

For more details on our outstanding benefits, please visit our benefits page on USAAjobs.com.

Compensation: USAA has an effective process for assessing market data and establishing ranges to ensure we remain competitive. You are paid within the salary range based on your experience and market data of the position. The actual salary for this role may vary by location.

 

Employees may be eligible for pay incentives based on overall corporate and individual performance and at the discretion of the USAA Board of Directors.

The above description reflects the details considered necessary to describe the principal functions of the job and should not be construed as a detailed description of all the work requirements that may be performed in the job.

 

Benefits: At USAA our employees enjoy best-in-class benefits to support their physical, financial, and emotional wellness. These benefits include comprehensive medical, dental and vision plans, 401(k), pension, life insurance, parental benefits, adoption assistance, paid time off program with paid holidays plus 16 paid volunteer hours, and various wellness programs. Additionally, our career path planning and continuing education assists employees with their professional goals.

 

For more details on our outstanding benefits, visit our benefits page on USAAjobs.com.

Applications for this position are accepted on an ongoing basis, this posting will remain open until the position is filled. Thus, interested candidates are encouraged to apply the same day they view this posting.

 

USAA is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

Top Skills

Excel
MS Office
PowerPoint

USAA Colorado Springs, Colorado, USA Office

1855 Telstar Dr., Colorado Springs, CO, United States, 80920

Similar Jobs

2 Days Ago
8 Locations
77K-147K Annually
Mid level
77K-147K Annually
Mid level
Insurance
As an Actuarial Analyst II, you will apply actuarial methodologies, build and improve tools for analysis, mentor team members, and communicate insights effectively.
Top Skills: Bi ToolsPythonRSASSQL
4 Days Ago
7 Locations
127K-243K Annually
Mid level
127K-243K Annually
Mid level
Insurance
The Actuary will leverage expertise in loss reserving and advanced actuarial techniques to drive complex projects and develop solutions for business problems, focusing on the Auto line of business.
Top Skills: PythonRSASSQL
4 Days Ago
6 Locations
77K-147K Annually
Mid level
77K-147K Annually
Mid level
Insurance
The Financial Analyst develops financial forecasts, conducts analyses, prepares reports, and provides insights for business decision-making within compliance guidelines.
Top Skills: Microsoft Office Excel

What you need to know about the Colorado Tech Scene

With a business-friendly climate and research universities like CU Boulder and Colorado State, Colorado has made a name for itself as a startup ecosystem. The state boasts a skilled workforce and high quality of life thanks to its affordable housing, vibrant cultural scene and unparalleled opportunities for outdoor recreation. Colorado is also home to the National Renewable Energy Laboratory, helping cement its status as a hub for renewable energy innovation.

Key Facts About Colorado Tech

  • Number of Tech Workers: 260,000; 8.5% of overall workforce (2024 CompTIA survey)
  • Major Tech Employers: Lockheed Martin, Century Link, Comcast, BAE Systems, Level 3
  • Key Industries: Software, artificial intelligence, aerospace, e-commerce, fintech, healthtech
  • Funding Landscape: $4.9 billion in VC funding in 2024 (Pitchbook)
  • Notable Investors: Access Venture Partners, Ridgeline Ventures, Techstars, Blackhorn Ventures
  • Research Centers and Universities: Colorado School of Mines, University of Colorado Boulder, University of Denver, Colorado State University, Mesa Laboratory, Space Science Institute, National Center for Atmospheric Research, National Renewable Energy Laboratory, Gottlieb Institute

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account