Compliance Specialist

About SRS Acquiom    

SRS Acquiom has built its reputation on shaking up the financial services technology world by redefining how complex M&A and loan agency transactions get done. Since 2007, we’ve been the partner dealmakers rely on for speed, precision, and less friction -supporting over 10,000 deals worth more than $1.7 trillion along the way. 

Our solutions start with human expertise and are powered by technology: virtual data rooms, document solicitation, escrow and payment administration, shareholder representation, and independent loan‑agency services like administrative and collateral agent support. Each service works seamlessly on its own, but when brought together by our expert team, they form an end‑to‑end system that helps even the most complex deals cross the finish line. 

We’re equally committed to building careers as we are to building solutions. At SRS Acquiom, internal mobility isn’t just a buzzword, it’s part of how we grow. We invest in our people, creating opportunities to learn, stretch, and step into new roles as the business evolves. 

If you’re looking for a company with entrepreneurial energy, a proven record of growth and innovation, and a culture that supports your next career move, we’d love to talk. 

A few benefits our employees enjoy

• Day‑one coverage: medical, dental, and vision plans so you’re protected from the start 
• A 401(k) with a 4% company match to keep your future on track 
  Discretionary time off - take the time you need, when you need it
• Employer‑paid life insurance, with the option to add extra coverage for peace of mind
• Employee Assistance Programs for confidential support when life gets complicated
• Discounted pet insurance (because furry family members count, too)
• A fitness credit to back your health and wellness goals
• Pre‑tax plans for dependent care, transportation, and flexible spending 

Position Summary    

SRS Acquiom is currently searching for a Compliance Specialist for our Contract Administration team. 

The Compliance Specialist is responsible for reviewing and analyzing SRS Acquiom’s contractual obligations under the definitive agreements, as it applies to the distribution of transaction consideration and funds. 

The Compliance Specialist will be responsible for coordinating with various internal departments to ensure all relevant information is received to ensure a timely distribution. 

The ideal candidate has great attention to detail, is a self-starter but also capable of working well on a team, can quickly comprehend key provisions of complex agreements, think outside the box to solve problems, and manage multiple projects simultaneously. 

This role is fully remote within the Continental United States and reports to our Sr. Director, Contract Administration.

The salary range for this position is between $75K and $85K, depending on level of experience.

Primary Responsibilities    

• Manage and monitor an ongoing portfolio of assigned post-closing releases in our system of record.
• Review various transactional agreements and contracts to extract the relevant legal information to complete the distribution of transaction consideration and funds.
• Perform thorough analysis to fully understand the post-closing contractual obligations.
• Coordinate closely with the Operations Team to create accurate distribution waterfalls and ensure funds are released timely to the right parties.
• Prepare the post-closing release materials and work closely with the Compliance Analyst Team on updates to the release materials.
• Communicate and collaborate with internal departments.
• Facilitate timely problem resolution to mitigate risk and prioritize action.
• Accountable for quality, accuracy and timeliness of results.
• Manage and help execute special projects as needed.
• Deliver training as requested by Management.

 Required Qualifications & Skills  

• Bachelor’s degree, preferably in Finance, Economics, or Business, required.
• 2-5 years’ experience within financial services.
• Demonstrated ability to analyze and interpret contracts.
• Proficient in all Microsoft Office products.
• Takes ownership of issues and follows through to resolution.
• Can work independently or as part of a team as the issue requires.
• Strong attention to detail.
• Excellent communication (verbal and written), facilitation, and interpersonal skills, including the ability to face off across all levels of an organization and external stakeholders.
• Strong analytical and organizational skills and the ability to manage multiple time-sensitive tasks in a challenging, fast-paced, deadline-driven, and fluid environment.
• Ability to maintain a high level of confidentiality and integrity.

Desired Characteristics    

• Self-motivated.
• Quick learner and adaptable to learning new processes, concepts, and skills.
• Ability to take initiative in learning and applying new skills.
• Highly motivated self-starter with the ability to work collaboratively and independently.
• Operates with the highest integrity and attention to detail.
• Ability to multitask, work in a demanding, fast-paced environment, and handle multiple competing priorities and projects with high-quality output.
• Ability to generate solutions and appropriately escalate to Management.
• Knowledge of M&A transactions.

Physical Requirements/Special Demands   

• Must be available to work mountain time standard business hours.
• Occasional nights/weekends or after hours may be required.
• Ability to work in a fast-paced environment.
• Work on the computer for the majority of the regular workday.

This job description is not designed to cover or contain a comprehensive listing of activities, duties, or responsibilities that are required of the employee. Duties, responsibilities, and activities may change, or new ones may be assigned at any time with or without advanced notice.   

With respect to its programs, services, activities, and employment practices, SRS Acquiom Inc. assesses qualified individuals without regard to their race, color, religion, sex (including pregnancy, sexual orientation, or gender identity), age, national origin, disability, veteran status, genetic information, or other protected status.  Requests for reasonable accommodation or the provision of auxiliary aids should be directed to Human Resources.