Teams at FINRA

The Associate Director, State Government Affairs monitors and analyzes state legislation affecting FINRA, communicates with state regulators, and prepares reports and recommendations for senior leaders.

The Senior Analyst conducts market surveillance to identify violations, assists projects for analytics, drafts updates, and presents findings to management.

As a Cyber Awareness and Training Lead, you will design cybersecurity tabletop exercises, provide incident management guidance, drive examinations, educate members, and consult on high-stakes issues to enhance industry cyber resilience.