Teams at Fidelity Investments

The Senior Compliance Consultant advises large clients on aligning retirement benefit programs with business objectives while ensuring regulatory compliance. Responsibilities include strategic discussions, project development, and maintaining client relationships.

Leads defined contribution consulting engagements from strategy through execution, driving business development, client relationships, solution design, and program oversight. Develops proposals, guides project teams, manages scope, timelines, budgets, risks, and deliverables, and applies expertise in retirement plan administration, data structures, systems, and operational requirements. Partners with clients and internal teams to deliver scalable benefits solutions, improve outcomes, and support business growth.

Supports Fidelity customers by phone and in Investor Centers, answering account questions, processing withdrawals and transfers, identifying resources, and placing trades. The role includes paid training and study time to obtain SIE, Series 7, and Series 66 licenses. Employees initially work mostly remotely with one onsite day weekly, then transition to a fully onsite Investor Center role while developing financial services, customer service, and wealth management skills.