PINE Advisor Solutions
Jobs at PINE Advisor Solutions
Let Your Resume Do The Work
Upload your resume to be matched with jobs you're a great fit for.
Success! We'll use this to further personalize your experience.
Recently posted jobs
Professional Services • Financial Services
The Associate Director of Investment Advisor Compliance supports compliance programs for investment advisers, oversees regulatory filings, manages client relationships, and conducts compliance training and testing.
Professional Services • Financial Services
The Director will oversee compliance programs for investment advisers, manage client accounts, guide teams, and ensure adherence to SEC regulations.
Professional Services • Financial Services
Provide regulatory and compliance support to registered investment adviser clients, perform annual reviews under Rule 206(4)-7, maintain compliance programs and calendars, assist with regulatory filings (Form ADV, PF, 13F, etc.), conduct vendor and forensic testing, support regulatory exams, and help develop compliance policies, training, and risk assessment programs.
