PINE Advisor Solutions
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Professional Services • Financial Services
Leads outsourced compliance programs for registered investment advisers, funds, and private funds. Serves as CCO, advises clients on SEC regulations, oversees policies, risk assessments, monitoring, filings, and annual reviews, and represents clients during SEC examinations and enforcement actions. Manages and mentors compliance teams, supports business development, maintains client relationships, and exercises independent judgment on complex regulatory matters.
