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Recently posted jobs
Financial Services
The Principal Analyst conducts quality assurance reviews of market surveillance activities, assesses findings, and contributes to reporting, ensuring regulatory compliance and efficiency in the SMI team.
Financial Services
The Lead Product Manager leads technology initiatives to enhance legal operations, manage products, and collaborate with stakeholders for effective implementation.
Financial Services
Conduct routine surveillance reviews to identify unusual market activity and potential violations, prepare reports, and maintain compliance with regulations.
Financial Services
The Senior Director will lead graph analytics solutions, improve detection and investigation processes, and enhance decision-making for regulatory operations.
Financial Services
The Principal Examiner leads examinations and reviews at member firms, identifying trends, gathering intelligence, and mentoring junior staff through complex processes.
