SALT Lending operates a blockchain-based platform that facilitates the issuance of consumer
and commercial asset-backed loans which are built on multi-signature smart contracts. The
platform is a wholly-owned subsidiary of SALT Lending Holdings, Inc. (SaltLending.com).
The Compliance Associate will report to the Chief Compliance Officer within the Legal
Department and support company’s lending practices as well as advise the loan officers and
customer support departments. As such, the candidate must possess strong written and verbal
communication skills.
Primary Responsibilities:
● Assist in the preparation and management of the company’s corporate and compliance policies and procedures;
● Perform Customer Identification Program (AML/KYC) checks on new members;
● Conduct testing to assess compliance with legal, regulatory, AML, KYC, lending and internal company policy requirements;
● Advise team members with respect to applicable regulatory requirements to ensure
communication and disclosure is designed to identify potential control gaps and non-
compliance with laws and regulations;
● Assist in preparing reports to senior management detailing review findings and
recommendations;
● Maintain an awareness of, and monitor the regulatory environment for, emerging
legislation and policy statements, along with relevant trends and industry best practices
applicable to US and foreign consumer and business lending operations
● Assist in internal audit and risk assessments;
● Assist corporate counsel in preparation for regulatory examinations; and
● Assist with corporate and compliance training.
Preferred Candidate Experience:
● Bachelors Degree required
● ACAMS AML certification ideal
● 10 years of prior AML/KYC Compliance experience with consumer and business lenders
● Ability to work independently and proactively, and complete deliverables in a timely manner
● Proficiency in Microsoft Word, Excel and PowerPoint
● Working knowledge in banking rules, regulations, laws and all related policies and
procedures including, but not limited to, the Bank Secrecy Act, Reg Z, Community
Reinvestment Act, FDIC, CFPB and FRB regulations governing banks
Job Type:
Full-time position and ideal candidate currently resides in the Great Denver Area or willing to
relocate. Please note this on your application or cover letter if applying from out of state.