Internal Staff Auditor
This position will be responsible for conducting internal process audits across BillGO’s functional areas. BillGO operates within the financial industry and with financial institution clients. This position requires someone who has experience in conducting the necessary audits to ensure the company is compliant to its internal policies and procedures, laws, regulations, and governmental requirements. The selected individual will work closely with multiple business divisions to review and audit their processes and make recommendations for process management or improvement. This position will report to the Internal Audit Manager.
Duties & Responsibilities:
- Plan and execute portions of the Enterprise Risk Management Internal Audit & Review Plan, including using industry standards and expectations for audit process, procedures, and scope
- Collect, review, and analyze data related to the company’s systems and functions
- Determine whether a system of function is operating according to organizational and industry procedures and guidelines
- Evaluate the adequacy and effectiveness of internal controls that include policies, procedures, processes, systems, and internal controls assessments
- Conduct transaction testing when appropriate
- Identify discrepancies, risks, weaknesses, deficiencies, and instances of non-compliance and assess risk exposure and significance, report findings to senior management and recommend appropriate corrective measures
- Assist department with development of corrective action plans (CAPs), and ensures CAPs are implemented and successful by performing follow up audits
- Monitor and validate corrective action for any identified recommendation, weakness, deficiency, or instance of non-compliance
- Perform audits according to the established work plan and calendar and complete work within established time lines.
- Provide input into risk assessments in conformance with industry standards, generally in less complex areas
- Document audit tests performed
- Communicate audit findings on a timely basis and within the company’s system of record
- Proactively communicate with the Internal Audit Manager and the Chief Risk Officer when difficulties arise in completing the work within the assigned timeframe
Qualifications & Requirements:
- Demonstrated proficiency in basic audit skills and business knowledge.
- 2-4 years experience in internal audit, technology audit or related financial services field such as:
- State or Federal financial institutions regulatory or oversight agency
- External audit firm for financial institutions or financial services companies
- Internal audit function for financial institutions or financial services companies
- Demonstrated proficiency in one or more of the following subject matters:
- Bank Secrecy Act/Anti-Money Laundering laws and regulations, including OFAC laws
- Financial Consumer Protection laws and regulations, including Privacy of Consumer Information
- Information security laws, regulations, and standards
- Payment industry rules and guidance including card networks, Automated Clearing House, and other electronic banking networks
- Strong and accurate attention to detail, problem resolving skills with the ability to multi-task, and a strong work ethic.
- Strong oral and written communication skills.
- Proficient is standard desktop computing skills including Microsoft Office Word, Excel, and Power Point.
- Bachelor’s Degree in Accounting, Finance or related discipline or equivalent.
- Availability to travel to various workplace locations, up to 50% of the time
Salary range for this position is $60,000 - $75,000